Streamlined OPA Reporting for Financial Institutions
Problem Statement
Dependence on EUC Applications
Organizations use EUCs for essential business tasks, but these applications often lack robust controls, leading to potential inefficiencies, errors, and compliance risks.
Regulatory Risks
The absence of formal management processes in EUCs can result in noncompliance with regulatory requirements, making it critical to enhance the analysis and automation of these applications.
Solution Overview
Key Features
Data Sources
List all data sources, including connection details and authentication methods.
Data Variables
Identify all variables, including derived variables.
Data Transformations
Document transformation steps within the EUC application.
Data Lineage
Map dependencies, relationships, and hierarchies across data sources and outputs.
Error Handling
Document the error handling mechanisms in place.
Security and Authentication
Identify the security mechanisms and encryption used within the workflows.
Performance Optimization
Document techniques used to optimize performance, such as data partitioning and parallel processing.
Technology Stack
The EUC Analyzer is built using:
- Azure OpenAI (GPT-4O)
- Langchain
- AutoGen
- Prompt Engineering & Agents
Benefits
Automated Draft Validation Reports
The Co-Pilot generates draft validation reports for further review, reducing manual effort and ensuring that organizations meet compliance standards.
Improved EUC Categorization and Risk Assessment
By categorizing and assessing EUC applications based on their risks, organizations can prioritize risk management efforts more effectively.
Enhanced Compliance and Monitoring Capabilities
The Co-Pilot enhances the monitoring and compliance capabilities of organizations, allowing them to better manage and mitigate the risks associated with EUC applications.
The EUC Analyzer Co-Pilot provides a comprehensive solution for analyzing and managing End User Computing applications, ensuring that organizations meet their regulatory commitments while reducing operational risks associated with EUCs.
EUC (End-User Computing) / Rogue Data Automations Analyzer Co-Pilot